Client Solutions

Associate, Compliance

Location: Shanghai
8201147003

GLG’s Compliance team is seeking an Associate based in Shanghai, China.  In this role, you will serve as the main point of contact for a client’s dedicated project, providing timely and thoughtful support to the team.  You will develop strong actionable business skills – including time management, prioritization, communication, problem solving, and project management. 

GLG attracts employees from diverse academic and professional backgrounds. We look for individuals who are passionate about our mission to transform how professionals learn and who embody GLG’s values: learning and curiosity, responsibility, courage, judgment, fresh perspective, service, and integrity. 

Specific responsibilities include (but are not limited to): 

  • Serve as the primary point of contact for the client’s dedicated project, taking ownership of day-to-day workflows and stakeholder communications.  
  • Work closely with team members on the client project to provide real-time compliance support and guidance as needed. 
  • Conduct screening of candidate profiles and background to ensure completeness, accuracy, appropriateness, and consistency and identify any potential concerns. 
  • Conduct further in-depth research on flagged issues/concerns identified using proprietary databases and/or public domain. 
  • Ensuring that risks are identified, assessed, managed, and reported in a timely manner. 
  • Making actionable recommendations on appropriate actions in relation to issues that have been identified to the relevant stakeholders. 
  • Contribute to the development, documentation, and continuous improvement of Standard Operating Procedures (SOPs) and internal workflows to enhance operational efficiency and quality. 

 

An ideal candidate will have the following: 

  • 2 – 4 years of experience in a professional compliance, legal, or risk management role.  Bachelor’s degree or higher (required). 
  • Proficient in English (verbal and written) is mandatory. 
  • Strong internet-based research skills; familiarity with online investigative or due diligence tools is a plus. 
  • Adaptability to work in a dynamic environment often accompanied by stringent deadlines. 
  • Proficiency with Microsoft Word, Excel and PowerPoint. 

 

We seek bright, positive, and flexible people who: 

  • Are motivated by the chase of the hunt in all things “compliance”. 
  • Demonstrate a high proactiveness and take full ownership of their reviews and outcomes.  
  • Apply sound logic and critical reasoning to evaluate the strengths and weakness of solutions and approaches. 
  • Exhibit strong process discipline and a systematic approach to managing workflows, while proactively identifying opportunities for process optimization. 
  • Combine strong collaboration and teamwork with independent execution. 
  • Are resilient, perseverant, and goal-oriented. 

About GLG / Gerson Lehrman Group

GLG is the world’s leading platform for trusted human expertise. We connect global decision-makers—from hedge fund managers and private equity partners to strategy leaders at Fortune 500s—with the specific, authoritative voices required to answer their most critical questions.

At GLG, you are an extension of our clients‘ core teams. You will work at the intersection of industries and global markets, navigating high-stakes challenges across the full spectrum of their strategic initiatives. Operating within the industry’s most trusted research environment, you’ll help our clients capture the nuanced perspectives that drive smarter, faster business outcomes.

We are a global team of pragmatic problem-solvers who mirror the intensity of the markets we serve. If you are driven by intellectual curiosity and a bias toward action, join us in reinventing the industry we invented.

Gerson Lehrman Group, Inc. (“GLG”) is an equal opportunity employer and will not discriminate against any employee or applicant on the basis of age, race, religion, color, marital status, disability, gender, national origin, sexual orientation, veteran status, or any classification protected by federal, state, or local law.

Apply Now

Job Title: Associate, Compliance

Location: Shanghai

Also Hiring

Gurugram

Job Summary GLG seeks an experienced commercial lawyer to join the Company’s legal department in Gurugram, India.  This candidate will be a well-rounded communicator, collaborative team player, highly organized, efficient, proactive, impeccably ...

Client Solutions
Seoul

Member Success Associates are enthusiastic professionals who act as front-line customer support and manage relationships with GLG Network Members. This role will proactively engage with GLG Network Members through data-driven outreach campaigns and i...

Client Solutions
Shanghai

GLG’s Compliance team is seeking an Associate based in Shanghai, China.  In this role, you will serve as the main point of contact for a client’s dedicated project, providing timely and thoughtful support to the team.  You will develop strong actiona...

Gurugram

About the role: GLG is seeking candidate for an Associate role based in Gurugram, India. The individual will be part of GLGs 70-person global compliance department and would be required to provide timely and thoughtful support for global client servi...

Client Solutions
Singapore

Gerson Lehrman Group is seeking to support clients of the Corporate Team in Singapore. The role will support and manage research inquiries coming from our corporate client firms based in Southeast Asia. The Associate in the Corporate team is responsi...

Business Development
New York

  The Director, Account Management, Professional Services Firms (PSF), will spearhead the growth of a portfolio of accounts in the Professional Services Firms business focusing on expansion in the Americas. This position is based in our New York...

Service
New York

GLG is seeking Associates who are excited to learn and excel at best-in-class client service in a strong performance-driven, merit-based, and team-oriented environment.  Associates are the engine driving GLG’s Insight Network – the world&...

Service
San Francisco

  Please note: This position specifically supports our Healthcare business and requires an academic background in a healthcare-related discipline. Applicants must meet this educational requirement to be considered.   GLG is seeking Healthca...

Service
Boston

GLG is seeking Associates who are excited to learn and excel at best-in-class client service in a strong performance-driven, merit-based, and team-oriented environment.  Associates are the engine driving GLG’s Insight Network – the world&...

Service
San Francisco

GLG is seeking Associates who are excited to learn and excel at best-in-class client service in a strong performance-driven, merit-based, and team-oriented environment.  Associates are the engine driving GLG’s Insight Network – the world&...

Gurugram

Job Summary:Our Product Engineering group is responsible for GLG’s technology platforms that connect GLG’s clients with insights needed to make important business decisions. We’re seeking a Software Support Engineer to help improve and mai...

Gurugram

The Content Manager is accountable for its portfolio direction, research quality, talent development and delivery. The role converts market and client demand into coverage priorities, assigns topic ownership across sub-sector and asset-class subject ...

EEO Policy Statement

Gerson Lehrman Group, Inc. (“GLG”) is an equal opportunity employer and will not discriminate against any employee or applicant on the basis of age, race, religion, color, marital status, disability, gender, national origin, sexual orientation, veteran status, or any classification protected by federal, state, or local law.